SBIR Phase I — Department of Education (IES)
Institute of Education Sciences, U.S. Department of Education
Up to $250K (Phase I)
Researched for this program: 5 rejection traps · 9 required documentsWhat decides this award ↓
IES seed fund for education technology R&D
The Institute of Education Sciences (IES) runs the Department of Education's SBIR program — funding up to $250,000 for 9 months of early-stage development of educational technologies, assessments, curricula, and learning tools with a strong evidence base. Unlike most SBIR agencies, IES requires proposals to include a logic model or theory of action connecting the technology to student learning outcomes. Non-dilutive federal grant, submitted via Grants.gov. One annual solicitation. NOTE: The SBIR/STTR reauthorization lapsed October 1, 2025 and was restored April 13, 2026 with reauthorization through September 30, 2031. The 2026 reauthorization added a mandatory foreign national screening requirement for all applicants.
- Funding type
- Grant
- Level
- Federal
- Amount range
- $250,000
- Realistic amount
- IES Phase I awards are typically at or near the $250,000 cap, used for 9 months of feasibility development and initial usability/piloting. Phase II awards of up to $900,000 over 36 months are among the longer Phase II windows of any SBIR agency, reflecting the time needed for rigorous educational effectiveness research.
- Deadline
- Between intakes — ED/IES SBIR releases solicitations once a year. The FY2026 Phase IA, Phase IB and Direct to Phase II solicitations were released April 30, 2026 and closed June 29, 2026. The FY2027 solicitation has not been announced; check ies.ed.gov/sbir for current status.
- Status
- between-intakes
- States
- Nationwide
- Payment model
- advance
Who qualifies
- For-profit US small business concern with 500 or fewer employees including affiliates
- More than 50% owned and controlled by US citizens or permanent resident aliens
- Mandatory foreign national screening: the April 2026 reauthorization requires all applicants to disclose foreign ownership, foreign control, or foreign influence (FOCI) — new compliance requirement effective for all awards issued after April 13, 2026
- Principal Investigator must be primarily employed (>50% time) by the small business at time of award
- Proposed work must fall within one of the IES SBIR topic areas (typically: reading/literacy, mathematics, science, special education, assessments, or general ed technology tools)
- Proposals must include a logic model or theory of action linking the product to learning outcomes — IES requires an evidence-based framework, not just a product description
- Primary R&D performance within the United States
- SAM.gov registration with valid UEI required
- SBA SBIR Company Registry registration required before award
- No cost-sharing required
Hard requirements
- Must be incorporated
- 51%+ US ownership required
How it compares with other federal grants
Of the 109 federal grants we track, the SBIR Phase I — Department of Education (IES) has the 78th-largest published amount ($250K, against a $1M median across the 99 that publish one). Applying takes about 85 hours by our estimate, close to the 80-hour median. It needs no cash match, though 37% of federal grants do. Like 92% of federal grants, it needs SAM.gov registration.
- Top amount
- $250K · 78th largest of 99
- Median, federal grants
- $1M
- Hours to apply
- About 85 · peers' median 80
- Cash match
- Not required · 37% of peers require it
- SAM.gov
- Required · 92% of peers require it
Source: the GrantCompass catalog of 770 US programs. Browse grants in the catalog.
What it covers
Eligible expenses
- Salaries and wages for the PI, developers, researchers, and support staff working on the project
- Fringe benefits on qualifying salaries
- Materials, software, and supplies consumed in product development
- Equipment necessary for the research
- Subcontractor costs for research institutions, school districts, or specialized vendors (subject to majority-performance rule)
- Consultant fees for education researchers, curriculum experts, or statistical consultants
- Stipends or payments to school districts or teachers for participation in usability studies (participant costs — verify allowability in solicitation)
- Domestic travel for field testing or school partnership activities
- Indirect costs at negotiated or de minimis rates
- SBIR fee on direct and indirect costs
Ineligible expenses
- Work performed outside the United States without prior approval
- Lobbying or political activities
- Entertainment, alcohol, or personal expenses
- Pre-award costs
- Marketing, sales, or commercial business development activities
- Construction or major facility renovation
How to apply
-
1
Register in SAM.gov, SBIR Company Registry, and Grants.gov
Complete three prerequisite registrations: SAM.gov for UEI (2–3 weeks for new registrations), SBA SBIR Company Registry at sbir.gov, and a Grants.gov applicant account. IES SBIR submissions use Grants.gov Workspace. Ensure your organizational SAM.gov account is linked to your Grants.gov profile before the deadline.
~5 hrs
-
2
Read the IES SBIR solicitation and understand the Evidence Standards
Download and read the full IES SBIR solicitation from ies.ed.gov/sbir. IES uses its own What Works Clearinghouse (WWC) evidence standards — your Phase I proposal must describe how the proposed work relates to the WWC standards and include a theory of action (logic model) connecting product features to specific learning outcomes. This is the single most IES-specific requirement that catches ed-tech founders off-guard.
~10 hrs
-
3
Develop the project narrative with logic model and research design
IES Phase I proposals center on a 25-page Project Narrative covering: (1) significance and need, (2) innovation, (3) approach — including the logic model/theory of action and a Phase I research plan focused on product development and initial piloting, (4) team qualifications. The Phase I research plan typically includes a usability study or small-scale pilot with real students or teachers. IES expects a clear articulation of what will be 'ready' at Phase I end for a Phase II efficacy study.
~70 hrs
-
4
Submit via Grants.gov Workspace
Assemble the complete application package in Grants.gov Workspace and submit before 5:00 PM Eastern on the deadline. Allow 3 business days before the deadline for Grants.gov processing and error corrections. IES requires specific application forms matching the Grants.gov package for the active SBIR program — verify you are using the correct forms package for the current IES solicitation cycle.
~6 hrs
-
5
Scientific review and award notification
IES convenes a formal scientific peer review panel — a process more rigorous and academic in character than most other SBIR agencies. Reviewers include education researchers, assessment specialists, and ed-tech practitioners. Review scores weight scientific rigor heavily. Award notifications typically arrive in April–June, approximately 6–8 months after the December deadline. Phase I grants start July 1.
~2 hrs
SBIR / STTR details
SBIR phase amounts
| Phase | Max award | Duration |
|---|---|---|
| Phase1 | $250,000 | 9 months |
| Phase2 | $900,000 | 36 months |
NAICS codes: 541715, 541714, 541511, 541512, 611430, 611710
IES is the only federal SBIR funder that requires a logic model and evidence framework — read the What Works Clearinghouse standards before writing your theory of action. Education researchers on the team (not just engineers) substantially improve review scores.
Deadline & timing
IES SBIR follows an annual cycle with one solicitation per fiscal year. The FY solicitation typically opens in August–September and closes in October–December. Phase I award notifications arrive approximately 6–8 months after the deadline (April–June). Phase I performance begins July 1 (start of IES's award cycle). Unlike most SBIR programs, Phase II at IES is 36 months — designed to accommodate the time required for rigorous educational research designs (RCTs, quasi-experimental studies).
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